Nevşehir Hacı Bektaş Veli University Course Catalogue
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| Year/Semester of Study | 3 / Fall Semester | ||||
| Level of Course | 1st Cycle Degree Programme | ||||
| Type of Course | Optional | ||||
| Department | BANKING AND FINANCE | ||||
| Pre-requisities and Co-requisites | None | ||||
| Mode of Delivery | Face to Face | ||||
| Teaching Period | 14 Weeks | ||||
| Name of Lecturer | BUKET ÇATAKOĞLU (buketcatakoglu@nevsehir.edu.tr) | ||||
| Name of Lecturer(s) | |||||
| Language of Instruction | Turkish | ||||
| Work Placement(s) | None | ||||
| Objectives of the Course | |||||
| Teach to the capital market instruments and institutions, exchange operations, public offering and basic issues related to Capital Market Law. | |||||
| Learning Outcomes | PO | MME | |
| The students who succeeded in this course: | |||
| LO-1 | Can explain the basic information on financial institutions and capital markets. |
PO-2 Understand and explain the basic concepts in various fields of finance like banking, foreign trade, factoring, leasing operations, financial markets, and stock exchange operations, risk management, credit management, and corporate finance. PO-4 Recognizes the financial market (money and capital markets) tools, can create portfolios that will provide the highest return at a certain risk level and manage these portfolios. PO-5 Have sufficient knowledge about national/international financial markets and institutions and can follow the changes and innovations in these areas. PO-18 In addition to basic law knowledge, she/he has a minimum level of knowledge of the law of obligations, commercial law, insurance law, capital market law, and the law of commercial paper. |
Examination |
| LO-2 | Can explain the basic issues related to Capital Market Law. |
PO-2 Understand and explain the basic concepts in various fields of finance like banking, foreign trade, factoring, leasing operations, financial markets, and stock exchange operations, risk management, credit management, and corporate finance. PO-4 Recognizes the financial market (money and capital markets) tools, can create portfolios that will provide the highest return at a certain risk level and manage these portfolios. PO-5 Have sufficient knowledge about national/international financial markets and institutions and can follow the changes and innovations in these areas. PO-18 In addition to basic law knowledge, she/he has a minimum level of knowledge of the law of obligations, commercial law, insurance law, capital market law, and the law of commercial paper. |
Examination |
| LO-3 | Can explain how to transaction in stock exchange. |
PO-2 Understand and explain the basic concepts in various fields of finance like banking, foreign trade, factoring, leasing operations, financial markets, and stock exchange operations, risk management, credit management, and corporate finance. PO-4 Recognizes the financial market (money and capital markets) tools, can create portfolios that will provide the highest return at a certain risk level and manage these portfolios. PO-5 Have sufficient knowledge about national/international financial markets and institutions and can follow the changes and innovations in these areas. PO-18 In addition to basic law knowledge, she/he has a minimum level of knowledge of the law of obligations, commercial law, insurance law, capital market law, and the law of commercial paper. |
Examination |
| LO-4 | Can explain the types of securities. |
PO-2 Understand and explain the basic concepts in various fields of finance like banking, foreign trade, factoring, leasing operations, financial markets, and stock exchange operations, risk management, credit management, and corporate finance. PO-4 Recognizes the financial market (money and capital markets) tools, can create portfolios that will provide the highest return at a certain risk level and manage these portfolios. PO-5 Have sufficient knowledge about national/international financial markets and institutions and can follow the changes and innovations in these areas. PO-18 In addition to basic law knowledge, she/he has a minimum level of knowledge of the law of obligations, commercial law, insurance law, capital market law, and the law of commercial paper. |
Examination |
| PO: Programme Outcomes MME:Method of measurement & Evaluation |
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| Course Contents | ||
| Capital Market Law, Financial system, financial markets, Capital Market Law, financial institutions, capital market activities, securities exchanges, capital market instruments. | ||
| Weekly Course Content | ||
| Week | Subject | Learning Activities and Teaching Methods |
| 1 | Types of financial market and financial institutions | Lecturing, question and answer, brain storming |
| 2 | Capital Markets Board of Turkey and Capital Market Law | Lecturing, question and answer, brain storming |
| 3 | Types of Securities and Basic concepts of Capital Market Law | Lecturing, question and answer, brain storming |
| 4 | Issue of capital market instruments and their public offering | Lecturing, question and answer, brain storming |
| 5 | Public disclosure, information abuse and market fraud | Lecturing, question and answer, brain storming |
| 6 | capital market intermediary activities | Lecturing, question and answer, brain storming |
| 7 | Investment trusts and mutual funds | Lecturing, question and answer, brain storming |
| 8 | mid-term exam | |
| 9 | Exchange-traded funds, mortgage, other capital market institutions | Lecturing, question and answer, brain storming |
| 10 | Securities exchanges in Turkey | Lecturing, question and answer, brain storming |
| 11 | Istanbul Stock Exchange I.C. and stock exchange operations | Lecturing, question and answer, brain storming |
| 12 | Precious metals market, ISE bonds and bills market | Lecturing, question and answer, brain storming |
| 13 | futures and options exchange | Lecturing, question and answer, brain storming |
| 14 | Debt securities | Lecturing, question and answer, brain storming |
| 15 | Other marketable securities | Lecturing, question and answer, brain storming |
| 16 | final exam | |
| Recommend Course Book / Supplementary Book/Reading | ||
| 1 | Sermaye Piyasası Hukuku, Burak Adıgüzel, 2. Baskı, Ankara, (Mart) 2018. | |
| 2 | Sermaye Piyasası Hukuku, Gökçen Turan/ Tekin Memiş, 3. Baskı, Ankara, (Şubat) 2017. | |
| 3 | Sermaye Piyasası Mevzuatı (Soru ve Yanıtlarla), Turgay Münyas, Kocaeli, (Ağustos) 2017. | |
| 4 | Türk Sermaye Piyasası Hukukunda Borçlanma Araçları, Buket Çatakoğlu, Ankara, (Mart) 2016. | |
| Required Course instruments and materials | ||
| Case studies, projector, Capital Market Law, the case-law of the Supreme Court | ||
| Assessment Methods | |||
| Type of Assessment | Week | Hours | Weight(%) |
| mid-term exam | 8 | 1 | 40 |
| Other assessment methods | |||
| 1.Oral Examination | |||
| 2.Quiz | |||
| 3.Laboratory exam | |||
| 4.Presentation | |||
| 5.Report | |||
| 6.Workshop | |||
| 7.Performance Project | |||
| 8.Term Paper | |||
| 9.Project | |||
| final exam | 16 | 1 | 60 |
| Student Work Load | |||
| Type of Work | Weekly Hours | Number of Weeks | Work Load |
| Weekly Course Hours (Theoretical+Practice) | 3 | 14 | 42 |
| Outside Class | |||
| a) Reading | 2 | 7 | 14 |
| b) Search in internet/Library | 3 | 8 | 24 |
| c) Performance Project | 0 | ||
| d) Prepare a workshop/Presentation/Report | 0 | ||
| e) Term paper/Project | 0 | ||
| Oral Examination | 0 | ||
| Quiz | 0 | ||
| Laboratory exam | 0 | ||
| Own study for mid-term exam | 3 | 6 | 18 |
| mid-term exam | 1 | 1 | 1 |
| Own study for final exam | 3 | 7 | 21 |
| final exam | 1 | 1 | 1 |
| 0 | |||
| 0 | |||
| Total work load; | 121 | ||