Nevşehir Hacı Bektaş Veli University Course Catalogue
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| Year/Semester of Study | 1 / Fall Semester | ||||
| Level of Course | 2nd Cycle Degree Programme | ||||
| Type of Course | Optional | ||||
| Department | BANKACILIK VE FİNANS (YÜKSEK LİSANS) | ||||
| Pre-requisities and Co-requisites | None | ||||
| Mode of Delivery | Face to Face | ||||
| Teaching Period | 14 Weeks | ||||
| Name of Lecturer | BUKET ÇATAKOĞLU (buketcatakoglu@nevsehir.edu.tr) | ||||
| Name of Lecturer(s) | |||||
| Language of Instruction | Turkish | ||||
| Work Placement(s) | None | ||||
| Objectives of the Course | |||||
| The main objective of the course is to inform students about the principles and scope of capital market law and banking law. | |||||
| Learning Outcomes | PO | MME | |
| The students who succeeded in this course: | |||
| LO-1 | The students can explain the basic concepts of banking law. |
PO-1 1. The skill to use the necessary theoretic information and the tools in daily life for the banking and finance sector PO-2 2. The skill to put forward the innovative, creative project and applications in banking and finance sector. PO-8 8. The skill to be able to interpret and have information about the banking and finance regulations. PO-10 11. Being able to make use of the other disciplines affecting the insurance sector and having the basic information regarding these disciplines |
Examination Presentation |
| LO-2 | The students can Make connections the relations between Capital Market Law and other fields of law. |
PO-1 1. The skill to use the necessary theoretic information and the tools in daily life for the banking and finance sector PO-2 2. The skill to put forward the innovative, creative project and applications in banking and finance sector. PO-7 7. The skill to follow the scientific and technological developments in banking and finance field and to apply in daily life PO-8 8. The skill to be able to interpret and have information about the banking and finance regulations. PO-10 11. Being able to make use of the other disciplines affecting the insurance sector and having the basic information regarding these disciplines |
Examination Presentation |
| LO-3 | The students know the organization and prosedures of banks operating permit, audit and measures to be taken. |
PO-1 1. The skill to use the necessary theoretic information and the tools in daily life for the banking and finance sector PO-2 2. The skill to put forward the innovative, creative project and applications in banking and finance sector. PO-7 7. The skill to follow the scientific and technological developments in banking and finance field and to apply in daily life PO-8 8. The skill to be able to interpret and have information about the banking and finance regulations. PO-10 11. Being able to make use of the other disciplines affecting the insurance sector and having the basic information regarding these disciplines |
Examination Presentation |
| LO-4 | The students can analize how the capital markets operate (eg stock exchange operations) and elements of crime and penalties in capital markets |
PO-1 1. The skill to use the necessary theoretic information and the tools in daily life for the banking and finance sector PO-2 2. The skill to put forward the innovative, creative project and applications in banking and finance sector. PO-4 4. Being able to follow the global developments and the problems in banking and finance field and making comments about the daily economic indications PO-7 7. The skill to follow the scientific and technological developments in banking and finance field and to apply in daily life PO-8 8. The skill to be able to interpret and have information about the banking and finance regulations. PO-10 11. Being able to make use of the other disciplines affecting the insurance sector and having the basic information regarding these disciplines |
Examination Presentation |
| PO: Programme Outcomes MME:Method of measurement & Evaluation |
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| Course Contents | ||
| Basic terms and concepts of Capital Market Law, Bonds, Bank Certificate, Finance Bond, Publicly – Held Corporations, Capital Market Institutions and Activities, Capital Markets Crimes (Insider Trading, Manipulation etc.) In the past to the present regulations and the purposes of the Banking Sector, banking arrangements | ||
| Weekly Course Content | ||
| Week | Subject | Learning Activities and Teaching Methods |
| 1 | Concept of Bank, Organization of Banking Sector | Lecturing- Discussion |
| 2 | The subject and sources of Banking Law | Lecturing- Discussion |
| 3 | The establishment and operating permits of banks | Lecturing- Discussion |
| 4 | Areas of activity of banks | Project presentation |
| 5 | Market, Corporate Governance and Banking Law | Project presentation |
| 6 | Banks of Directors, Audit Committees Formation, Management Levels and Required Qualifications | Lecturing-Case study method |
| 7 | Control System and Operation, Ethical Principles and BDDK, TBB and TMSF | Lecturing-Case study method |
| 8 | mid-term exam | |
| 9 | Introduction to Law of Capital Markets and related Laws and Regulations | Lecturing- Discussion |
| 10 | Capital Markets Instruments : Stocks, Certifications, Coupons, Talons | Lecturing- Discussion |
| 11 | Bonds, Bank Certificate, Finance Bond | Project presentation |
| 12 | Asset backed and mortgaged backed securities | Project presentation |
| 13 | Futures, Forward and Option Contracts | Project presentation |
| 14 | Publicly – Held Corporations, Authorised Capital System | Project presentation |
| 15 | Capital Market Institutions and Activities, Capital Markets Crimes (Insider Trading, Manipulation etc) | Lecturing-Case study method |
| 16 | final exam | |
| Recommend Course Book / Supplementary Book/Reading | ||
| 1 | Bankacılık Hukuku, Murat Şahin, Bursa, (Ocak) 2018. | |
| 2 | Bankacılık Hukuku (Kavram-Uygulama-Yapı), Aysel Gündoğdu, 5. Baskı, Ankara, (Ekim) 2017. | |
| 3 | Sermaye Piyasası Hukuku, (Kavram-Uygulama-Yapı), 3. Baskı, Ankara, (Eylül) 2018. | |
| 4 | Sermaye Piyasası Hukuku, Burak Adıgüzel, 2. Baskı, Ankara, (Mart) 2018. | |
| Required Course instruments and materials | ||
| Course notes, The Law of Capital markets and related laws and regulations | ||
| Assessment Methods | |||
| Type of Assessment | Week | Hours | Weight(%) |
| mid-term exam | 8 | 1 | 40 |
| Other assessment methods | |||
| 1.Oral Examination | |||
| 2.Quiz | |||
| 3.Laboratory exam | |||
| 4.Presentation | |||
| 5.Report | |||
| 6.Workshop | |||
| 7.Performance Project | |||
| 8.Term Paper | |||
| 9.Project | |||
| final exam | 16 | 4 | 60 |
| Student Work Load | |||
| Type of Work | Weekly Hours | Number of Weeks | Work Load |
| Weekly Course Hours (Theoretical+Practice) | 3 | 14 | 42 |
| Outside Class | |||
| a) Reading | 8 | 10 | 80 |
| b) Search in internet/Library | 5 | 6 | 30 |
| c) Performance Project | 0 | ||
| d) Prepare a workshop/Presentation/Report | 0 | ||
| e) Term paper/Project | 0 | ||
| Oral Examination | 0 | ||
| Quiz | 0 | ||
| Laboratory exam | 0 | ||
| Own study for mid-term exam | 4 | 3 | 12 |
| mid-term exam | 1 | 1 | 1 |
| Own study for final exam | 5 | 3 | 15 |
| final exam | 1 | 1 | 1 |
| 0 | |||
| 0 | |||
| Total work load; | 181 | ||